Christopher Cox

Results: 488



#Item
71Auditing / SEC filings / Financial markets / Financial statements / United States securities law / Financial Accounting Standards Board / Mark-to-market accounting / Sarbanes–Oxley Act / Christopher Cox / Accountancy / Finance / Business

TESTIMONY OF MARC E. LACKRITZ PRESIDENT, SECURITIES INDUSTRY ASSOCIATION BEFORE THE COMMITTEE ON FINANCIAL SERVICES SUBCOMMITTEE ON CAPITAL MARKETS

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
7273rd United States Congress / United States Securities and Exchange Commission / United States securities law / Economics / Government / U.S. Securities and Exchange Commission / Christopher Cox / Municipal bond / Securities Act / Financial regulation / Tower Amendment / Municipal Securities Rulemaking Board

THE COUNCIL OF STATE GOVERNMENTS

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Source URL: www.csg.org

Language: English - Date: 2008-06-25 10:38:48
73Economy of the United States / Business / 73rd United States Congress / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Security / Public Company Accounting Oversight Board / Christopher Cox / United States securities law / United States Securities and Exchange Commission / Financial regulation

AICPA SEC Developments Conference December 6, 2001

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Source URL: www.sec.gov.

Language: English - Date: 2011-12-19 17:26:25
74Municipal Securities Rulemaking Board / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Government / Economy of the United States / EDGAR / Christopher Cox / Investor Protection and Securities Reform Act / Regulation S-X / United States Securities and Exchange Commission / SEC filings / Financial regulation

DENISE L. NAPPIER $%gate of QLolrlrerticut TREASURER

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Source URL: www.sec.gov

Language: English - Date: 2008-09-23 12:17:49
75Bond / U.S. Securities and Exchange Commission / United States corporate law / 501(c) organization / Internal Revenue Service / Christopher Cox / Economics / Business / Investor Protection and Securities Reform Act / Taxation in the United States / SEC filings / Government

G o v e r nm e n t Fi na n c e O f f i c e rs A s s oc i a ti o n o f A l a ba ma $$ MO NEY TALK $$ The Alabama Journal of Government Finance Volume XII

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Source URL: www.gfoaa.org

Language: English - Date: 2012-11-15 03:48:31
76Christopher Cox / 529 plan / Securities and Exchange Commission / Financial economics / Government / Economy of the United States / Self-regulatory organizations / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission

Microsoft Word - Morris Ltr[removed]_2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2006-06-07 12:23:42
77Finance / Collective investment schemes / Corporate crime / U.S. Securities and Exchange Commission / Pension / Short / Russell Investments / Christopher Cox / Ameriprise Financial / Financial economics / Investment / Financial services

1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov.

Language: English - Date: 2009-07-27 15:13:58
78Private law / Corporate governance / Christopher Cox / Institutional investor / U.S. Securities and Exchange Commission / Board of directors / Law / Corporations law / Management / Business

COUNCIL OF INSTITUTIONAL INVESTORS Suite 500 • 888 17th Street, NW • Washington, DC 20006 • ([removed] • Fax[removed] • www.cii.org Via Email

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Source URL: www.sec.gov

Language: English - Date: 2007-08-27 12:27:28
79Management / Business ethics / Private law / Shareholder resolution / Business law / Proxy voting / Proxy statement / Christopher Cox / Board of directors / Business / Corporations law / Corporate governance

September 27, 2007 Commissioner Christopher Cox Chairman – Securities & Exchange Commission, Nancy Morris Secretary – Securities & Exchange Commission 100 F Street NE

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Source URL: www.sec.gov

Language: English - Date: 2007-10-01 15:11:00
80Financial services / Institutional investors / Collective investment schemes / Securities / Mutual fund / Prospectus / Hedge fund / Christopher Cox / Financial economics / Investment / Finance

Mandatory Disclosure Documents Telephone Survey July 30, 2008 Submitted to The Securities and Exchange Commission

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Source URL: www.sec.gov.

Language: English - Date: 2008-08-07 18:13:00
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